Mou Fung Chan
陳茂峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mou Fung Chan (陳茂峰), a licensed former licensee with CE reference ABG521. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-10 | 2019-12-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | present | 2019-12-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | present | 2019-12-30 |