Hong Chen
陳宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Chen (陳宏), a licensed former licensee with CE reference AXB383. This person has 0.5 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-10 | 2024-11-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-10 | 2024-11-10 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2024-05-10 | 2024-11-10 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Hong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.