Kit Tak Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Tak Chan (陳傑德), a licensed Responsible Officer with CE reference AOY488. Currently licensed at 1 firm(s): Lion Global Financial Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-20 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 - Advising on securities | 2021-10-20 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 - Asset management | 2021-10-20 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-04 | 2021-10-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-15 | 2021-10-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2018-08-15 | 2021-10-20 |
| Meiji Yasuda Asia Limited 明治安田亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-18 | 2018-03-05 |
| Meiji Yasuda Asia Limited 明治安田亞洲有限公司 |
Rep | Type 9 - Asset management | 2011-07-18 | 2018-03-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-18 | 2011-07-07 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-02 | 2010-08-17 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-04 | 2008-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kit Tak Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.