Sze Wai Choy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wai Choy (蔡思慧), a licensed Responsible Officer with CE reference BDM840. Currently licensed at 1 firm(s): Theia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 - Advising on securities | 2025-09-02 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-04 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 - Asset management | 2024-02-08 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-08 | 2025-03-04 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-02-08 | 2025-09-02 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-21 | 2023-12-12 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-18 | 2019-01-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-18 | 2018-11-16 |
| Marketsense Securities Limited 友盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-31 | 2018-05-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-21 | 2017-10-09 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-21 | 2017-10-09 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-11 | 2017-08-11 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-30 | 2017-07-05 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-05-30 | 2017-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wai Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.