Ivan Man Hung Chan
陳文洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Man Hung Chan (陳文洪), CE reference AVE049. Currently licensed at 1 firm(s): Guotai Junan Securities (Hong Kong) Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-14 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-14 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-27 | 2018-09-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-27 | 2018-09-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2018-08-27 | 2018-09-02 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-17 | 2014-08-20 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | 2011-12-05 | 2012-03-23 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2011-12-05 | 2012-03-09 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | 2011-12-05 | 2012-03-23 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2010-05-17 | 2011-12-05 |