Wai Hang Tam
譚瑋桁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hang Tam (譚瑋桁), a licensed former licensee with CE reference AXF378. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-30 | 2013-05-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-30 | 2011-07-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2011-05-30 | 2018-07-24 |