Chengzhi Du
杜成志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengzhi Du (杜成志), a licensed former licensee with CE reference AYT387. This person has 1.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-27 | 2024-11-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-27 | 2024-11-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2024-11-27 | 2024-11-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 - Dealing in securities | 2024-11-27 | 2025-06-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 - Advising on securities | 2024-11-27 | 2025-06-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 - Asset management | 2024-11-27 | 2025-06-02 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-04-06 | 2023-08-09 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-04-06 | 2023-08-09 |
| Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司 |
RO | Type 9 - Asset management | 2022-04-06 | 2023-08-09 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Chengzhi Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.