Frederick Chee Hung Ng
吳棋鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chee Hung Ng (吳棋鴻), a licensed former licensee with CE reference AND332. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-04 | 2022-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2019-01-04 | 2022-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2019-01-04 | 2022-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-06 | 2019-01-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-06 | 2019-01-04 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2018-11-06 | 2019-01-04 |
| KVB Capital Markets Limited 昆侖國際匯金有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-05-04 | 2018-10-12 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-07-08 | 2018-10-12 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-11-12 | 2018-10-12 |
| KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-11-12 | 2018-10-12 |
| CA Premium International (HK) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2007-10-18 | 2017-11-17 |