Kin Fai Andrew To
屠健輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Fai Andrew To (屠健輝), a licensed former licensee with CE reference BMW511. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-27 | 2021-10-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2018-12-27 | 2021-10-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2018-12-27 | 2021-10-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-19 | 2018-12-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-19 | 2018-12-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2018-06-19 | 2018-12-27 |