Ziyu Wu
吴子昱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyu Wu (吴子昱), a licensed former licensee with CE reference BPX705. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-05 | 2024-09-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-05 | 2024-09-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2024-07-05 | 2024-09-13 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-30 | 2024-03-25 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-21 | 2024-03-25 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-21 | 2024-03-25 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-09-02 | 2021-12-17 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-21 | 2021-12-17 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-21 | 2021-12-17 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2020-08-21 | 2021-12-17 |