Daphne Ka Yee Tam
譚家怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daphne Ka Yee Tam (譚家怡), a licensed former licensee with CE reference AFN290. This person has 12.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-03 | 2015-03-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-12-07 | 2016-01-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-07 | 2012-03-30 |
| Patterson Financial Services Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-04 |
| Patterson Financial Services Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daphne Ka Yee Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.