Daphne Ka Yee Tam
譚家怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daphne Ka Yee Tam (譚家怡), a licensed former licensee with CE reference AFN290. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-03 | 2015-03-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2007-12-07 | 2016-01-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-07 | 2012-03-30 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | present | 2003-07-04 |
| Patterson Financial Services Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-07-04 |