Hutao Sun
孫岵桃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hutao Sun (孫岵桃), a licensed former licensee with CE reference BPA258. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2025-04-16 | 2025-08-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-16 | 2025-08-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2025-04-16 | 2025-08-25 |
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2021-09-13 | 2023-09-29 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2021-09-13 | 2023-09-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-06-30 | 2021-08-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-21 | 2021-08-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-22 | 2021-08-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-22 | 2020-05-21 |