Kin On Lam
林建安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin On Lam (林建安), a licensed former licensee with CE reference AHU182. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2018-08-30 | 2018-12-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-01 | 2018-12-07 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-20 | 2018-12-07 |
| Conrad Investment Services Limited |
Rep | Type 1 — Dealing in securities | 2018-05-08 | 2018-06-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2015-04-01 | 2015-12-11 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-03 | 2015-03-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2011-04-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-04-26 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |