Ling Yun Wang
王靈芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Yun Wang (王靈芸), a licensed former licensee with CE reference BOH801. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-26 | 2024-11-18 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-01-24 | 2024-11-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-26 | 2019-07-23 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-26 | 2019-07-23 |