Eric Wai Ming Kwan
關威明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Wai Ming Kwan (關威明), a licensed former licensee with CE reference BFS997. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2015-07-03 | 2018-08-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2015-07-03 | 2018-08-31 |