Eric Wai Ming Kwan
關威明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Wai Ming Kwan (關威明), a licensed former licensee with CE reference BFS997. This person has 3.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2015-07-03 | 2018-08-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2015-07-03 | 2018-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Wai Ming Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.