Eric Wai Ming Kwan

關威明
CE No. BFS997 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Wai Ming Kwan (關威明), a licensed former licensee with CE reference BFS997. This person has 3.2 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
GFI (HK) Securities L.L.C. Rep Type 1 - Dealing in securities 2015-07-03 2018-08-31
GFI (HK) Securities L.L.C. Rep Type 7 - Providing automated trading services 2015-07-03 2018-08-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eric Wai Ming Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Robert Kenneth Nicholson GFI (HK) Securities L.L.C. 2015–2018
David John Bradford GFI (HK) Securities L.L.C. 2015–2018
Mark Jonathon Crook GFI (HK) Securities L.L.C. 2015–2018
Jaehung Leem GFI (HK) Securities L.L.C. 2015–2018
Derrick Anthony Constantino Aquino GFI (HK) Securities L.L.C. 2015–2018
Pei Feng Chua GFI (HK) Securities L.L.C. 2015–2018
Roger Ardisorn Sripunporn GFI (HK) Securities L.L.C. 2015–2018
Shiyi Huang GFI (HK) Securities L.L.C. 2015–2018
Qiushuo Lin GFI (HK) Securities L.L.C. 2015–2018
Hoi Sze Ma GFI (HK) Securities L.L.C. 2015–2018
Mark John Bavis GFI (HK) Securities L.L.C. 2015–2018
Ching Yu Fung GFI (HK) Securities L.L.C. 2015–2018
Qiuting Huang GFI (HK) Securities L.L.C. 2015–2018
Claro Jr Ilagan Madayag GFI (HK) Securities L.L.C. 2015–2017
Kevin Hearne GFI (HK) Securities L.L.C. 2016–2018
Ching Man Ma GFI (HK) Securities L.L.C. 2015–2017
Stephen Mark Smith GFI (HK) Securities L.L.C. 2015–2017
Andrew Jon Hyams GFI (HK) Securities L.L.C. 2015–2017
Nicholas Stephen Ashby GFI (HK) Securities L.L.C. 2016–2018
Timothy Charles Mariano GFI (HK) Securities L.L.C. 2015–2018
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