Yin Nga Choy
蔡燕雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Nga Choy (蔡燕雅), CE reference ANU415. Currently licensed at 1 firm(s): GFI (HK) Securities L.L.C.. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2022-08-23 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2022-08-23 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2022-08-23 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-07-24 | 2022-01-26 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-07-24 | 2022-01-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-21 | 2012-08-29 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-15 | 2008-09-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-15 | 2008-09-01 |