Philippe Marc Alfred Wattez
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Marc Alfred Wattez ( ), a licensed former licensee with CE reference BCV660. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-01-11 | 2025-10-14 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2023-01-11 | 2025-10-14 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 - Dealing in securities | 2021-04-09 | 2025-10-14 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 - Dealing in futures contracts | 2021-04-09 | 2025-10-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2017-09-29 | 2025-10-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 - Dealing in futures contracts | 2017-09-29 | 2025-10-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2017-09-29 | 2025-10-14 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-07 | 2017-06-30 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2014-02-07 | 2017-06-30 |