Garrett Tristan Arnaldo Kho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garrett Tristan Arnaldo Kho ( ), a licensed former licensee with CE reference AZL779. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2019-05-02 | 2024-06-19 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2019-05-02 | 2024-06-19 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-04-13 | 2018-10-23 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-01-04 | 2017-01-20 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2012-05-14 | 2017-01-20 |