Siu Na Sarnian Ng
吳少娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Na Sarnian Ng (吳少娜), a licensed former licensee with CE reference BMC120. This person has 0.4 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AS Capital Limited | Rep | Type 1 - Dealing in securities | 2021-09-01 | 2021-11-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-21 | 2020-10-07 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2018-02-27 | 2018-04-20 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2018-02-27 | 2018-04-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Na Sarnian Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.