Gautam Pradeep Kumar Kapur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautam Pradeep Kumar Kapur ( ), a licensed former licensee with CE reference BNY553. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-08-01 | 2024-10-28 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2019-01-25 | 2020-05-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2019-01-25 | 2020-05-29 |