Gautam Pradeep Kumar Kapur

CE No. BNY553 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gautam Pradeep Kumar Kapur, a licensed former licensee with CE reference BNY553. This person has 2.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Sunrise Brokers (Hong Kong) Limited Rep Type 1 - Dealing in securities 2023-08-01 2024-10-28
GFI (HK) Securities L.L.C. Rep Type 1 - Dealing in securities 2019-01-25 2020-05-29
GFI (HK) Securities L.L.C. Rep Type 7 - Providing automated trading services 2019-01-25 2020-05-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gautam Pradeep Kumar Kapur during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Amine Khelifi GFI (HK) Securities L.L.C. 2019–2020
Ashley Paul Jeffery James Walsh GFI (HK) Securities L.L.C. 2019–2020
Yunhee Cho GFI (HK) Securities L.L.C. 2019–2020
Philippe Marc Alfred Wattez GFI (HK) Securities L.L.C. 2019–2020
Philippe Wong GFI (HK) Securities L.L.C. 2019–2020
Shenxiong Zhou GFI (HK) Securities L.L.C. 2019–2020
Robert Kenneth Nicholson GFI (HK) Securities L.L.C. 2019–2020
James Lee GFI (HK) Securities L.L.C. 2019–2020
Rishi Mishra GFI (HK) Securities L.L.C. 2019–2020
Vivian Chan Yabut GFI (HK) Securities L.L.C. 2019–2020
Hoi Tsun Kevin Cheung GFI (HK) Securities L.L.C. 2019–2020
Kai Man Choy GFI (HK) Securities L.L.C. 2019–2020
Joseph Arthur-Dick GFI (HK) Securities L.L.C. 2019–2020
David John Bradford GFI (HK) Securities L.L.C. 2019–2020
Mark Jonathon Crook GFI (HK) Securities L.L.C. 2019–2020
Kevin Hearne GFI (HK) Securities L.L.C. 2019–2020
Glyn John Hughes GFI (HK) Securities L.L.C. 2019–2020
Jaehung Leem GFI (HK) Securities L.L.C. 2019–2020
Richard Neil Sugarman GFI (HK) Securities L.L.C. 2019–2020
Jamie Jun Yin Wong GFI (HK) Securities L.L.C. 2019–2020
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