Nga Ying Law
羅雅盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Ying Law (羅雅盈), a licensed former licensee with CE reference AQC354. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2021-11-25 | 2025-11-21 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2021-11-25 | 2025-11-21 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-12-03 | 2025-11-21 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2020-12-03 | 2025-11-21 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-06 | 2022-11-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2020-04-01 | 2025-11-21 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2025-11-21 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2020-04-01 | 2025-11-21 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-06-26 | 2020-03-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2020-03-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-01-14 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-03 | 2008-01-14 |