James Lee
李澤南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Lee (李澤南), CE reference BJH960. Currently licensed at 2 firm(s): BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2026-03-20 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2018-01-15 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2018-01-15 | present |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-05 | 2017-10-13 |