Richard Neil Sugarman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Neil Sugarman ( ), a licensed former licensee with CE reference BKX038. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2017-09-11 | 2023-12-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2017-09-11 | 2023-12-29 |