Ashley Paul Jeffery James Walsh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashley Paul Jeffery James Walsh, CE reference BDX251. Currently licensed at 2 firm(s): Sunrise Brokers (Hong Kong) Limited, GFI (HK) Securities L.L.C.. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-01-20 | present |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2021-01-20 | present |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2018-08-24 | present |
| GFI (HK) Securities L.L.C. | RO | Type 2 — Dealing in futures contracts | 2018-08-24 | present |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2018-08-24 | present |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-08-10 | 2022-11-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2018-08-24 | 2018-08-24 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2018-08-24 | 2018-08-24 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2018-08-24 | 2018-08-24 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-08-25 | 2017-11-29 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2017-08-25 | 2017-11-29 |
| ICAP Equities Asia Limited | RO | Type 1 — Dealing in securities | 2017-05-11 | 2017-11-29 |
| ICAP Equities Asia Limited | RO | Type 2 — Dealing in futures contracts | 2017-05-11 | 2017-11-29 |
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-01-12 | 2017-11-29 |
| ICAP Securities Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2017-01-12 | 2017-11-29 |