Simon Devereux Clement Harman

CE No. ATR662 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Devereux Clement Harman (), a licensed former licensee with CE reference ATR662. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Ascent Capital Advisors Limited
Rep Type 1 — Dealing in securities 2019-01-23 2020-04-01
Qantex Capital Markets Limited RO Type 1 — Dealing in securities 2017-12-06 2018-08-03
Qantex Capital Markets Limited RO Type 2 — Dealing in futures contracts 2017-12-06 2018-08-03
Qantex Capital Markets Limited Rep Type 1 — Dealing in securities 2017-11-09 2017-12-06
Qantex Capital Markets Limited Rep Type 2 — Dealing in futures contracts 2017-11-09 2017-12-06
GFI (HK) Securities L.L.C. RO Type 2 — Dealing in futures contracts 2017-07-31 2017-08-09
Sunrise Brokers (Hong Kong) Limited RO Type 1 — Dealing in securities 2009-12-09 2017-07-05
Sunrise Brokers (Hong Kong) Limited RO Type 2 — Dealing in futures contracts 2009-12-09 2017-07-05

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