Simon Devereux Clement Harman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Devereux Clement Harman ( ), a licensed former licensee with CE reference ATR662. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ascent Capital Advisors Limited |
Rep | Type 1 — Dealing in securities | 2019-01-23 | 2020-04-01 |
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2017-12-06 | 2018-08-03 |
| Qantex Capital Markets Limited | RO | Type 2 — Dealing in futures contracts | 2017-12-06 | 2018-08-03 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2017-11-09 | 2017-12-06 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2017-11-09 | 2017-12-06 |
| GFI (HK) Securities L.L.C. | RO | Type 2 — Dealing in futures contracts | 2017-07-31 | 2017-08-09 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2009-12-09 | 2017-07-05 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2009-12-09 | 2017-07-05 |