Yann Halleguen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yann Halleguen ( ), a licensed former licensee with CE reference ARS440. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2022-06-30 | 2025-10-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2022-06-30 | 2025-10-29 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2022-06-30 | 2025-10-29 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-08-05 | 2022-02-11 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-08-05 | 2022-02-11 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-12-09 | 2016-01-01 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-09 | 2016-01-01 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2008-10-15 | 2010-07-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-15 | 2010-07-30 |