Rohit Singh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rohit Singh ( ), a licensed former licensee with CE reference AVJ143. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2022-02-04 | 2023-06-19 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2022-02-04 | 2023-06-19 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2020-06-17 | 2023-06-19 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2020-06-17 | 2023-06-19 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2020-06-17 | 2023-06-19 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2018-02-08 | 2020-06-11 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2018-02-08 | 2020-06-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-05 | 2017-08-11 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-05 | 2017-08-11 |
| Factorial Management Limited | Rep | Type 9 — Asset management | 2016-03-21 | 2016-08-11 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-01 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-02 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-07-02 | 2014-03-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-02 | 2010-09-06 |