Mark John Bavis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark John Bavis ( ), a licensed former licensee with CE reference ALH714. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2018-03-26 | 2022-06-30 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2018-01-23 | 2018-03-26 |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2017-01-19 | 2018-01-15 |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2017-01-19 | 2018-01-15 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2016-05-17 | 2017-01-19 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2016-05-17 | 2017-01-19 |
| ICAP Equities Asia Limited | RO | Type 1 — Dealing in securities | 2012-11-14 | 2015-12-07 |
| ICAP Equities Asia Limited | Rep | Type 1 — Dealing in securities | 2012-04-17 | 2012-11-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2007-06-20 | 2012-01-05 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2006-03-03 | 2012-01-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2004-10-25 | 2005-12-23 |