Rishi Mishra
米肇鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rishi Mishra (米肇鋒), CE reference BMV275. Currently licensed at 1 firm(s): GFI (HK) Securities L.L.C.. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2025-01-20 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2025-01-20 | present |
| AS Capital Limited |
RO | Type 1 — Dealing in securities | 2023-10-24 | 2024-06-20 |
| AS Capital Limited |
Rep | Type 1 — Dealing in securities | 2022-11-18 | 2023-10-24 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-02-18 | 2022-04-22 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2021-02-18 | 2022-04-22 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2018-04-26 | 2020-11-27 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2018-04-26 | 2020-11-27 |