Rishi Mishra

米肇鋒
CE No. BMV275 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rishi Mishra (米肇鋒), a licensed former licensee with CE reference BMV275. This person has 6.8 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
GFI (HK) Securities L.L.C. Rep Type 1 - Dealing in securities 2025-01-20 2026-06-26
GFI (HK) Securities L.L.C. Rep Type 7 - Providing automated trading services 2025-01-20 2026-06-26
AS Capital Limited RO Type 1 - Dealing in securities 2023-10-24 2024-06-20
AS Capital Limited Rep Type 1 - Dealing in securities 2022-11-18 2023-10-24
Tullett Prebon (Hong Kong) Limited Rep Type 1 - Dealing in securities 2021-02-18 2022-04-22
Tullett Prebon (Hong Kong) Limited Rep Type 7 - Providing automated trading services 2021-02-18 2022-04-22
GFI (HK) Securities L.L.C. Rep Type 1 - Dealing in securities 2018-04-26 2020-11-27
GFI (HK) Securities L.L.C. Rep Type 7 - Providing automated trading services 2018-04-26 2020-11-27

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rishi Mishra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Robert Kenneth Nicholson GFI (HK) Securities L.L.C. 2018–2026
James Lee GFI (HK) Securities L.L.C. 2018–2026
Jamie Jun Yin Wong GFI (HK) Securities L.L.C. 2018–2025
Shenxiong Zhou GFI (HK) Securities L.L.C. 2018–2025
Amine Khelifi GFI (HK) Securities L.L.C. 2018–2026
Mark Jonathon Crook GFI (HK) Securities L.L.C. 2018–2024
Dominic Learey GFI (HK) Securities L.L.C. 2018–2026
Benjamin III Puzon Salonga GFI (HK) Securities L.L.C. 2019–2024
Vivian Chan Yabut GFI (HK) Securities L.L.C. 2018–2024
Ashley Paul Jeffery James Walsh GFI (HK) Securities L.L.C. 2018–2026
Philippe Wong GFI (HK) Securities L.L.C. 2018–2025
Philippe Marc Alfred Wattez GFI (HK) Securities L.L.C. 2018–2025
Megumi Masu GFI (HK) Securities L.L.C. 2019–2026
Richard Neil Sugarman GFI (HK) Securities L.L.C. 2018–2023
Jaehung Leem GFI (HK) Securities L.L.C. 2018–2023
Yunhee Cho GFI (HK) Securities L.L.C. 2018–2025
Garrett Tristan Arnaldo Kho GFI (HK) Securities L.L.C. 2019–2024
Raymond David Meenan GFI (HK) Securities L.L.C. 2019–2026
Ryuta Okano GFI (HK) Securities L.L.C. 2020–2026
Ichiro Tagawa GFI (HK) Securities L.L.C. 2020–2026
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