Mark John Connolly

CE No. AUG726 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark John Connolly, CE reference AUG726. Currently licensed at 2 firm(s): BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2026-03-20 present
GFI (HK) Securities L.L.C. Rep Type 1 — Dealing in securities 2025-06-10 present
GFI (HK) Securities L.L.C. Rep Type 7 — Providing automated trading services 2025-06-10 present
BGC Securities (Hong Kong) LLC
Rep Type 1 — Dealing in securities 2018-11-22 2021-03-25
T.F.S. Derivatives HK Limited Rep Type 1 — Dealing in securities 2009-12-07 2018-06-27

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