Joseph Arthur-Dick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Arthur-Dick, a licensed Representative with CE reference AVW172. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.9 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2024-08-09 | present |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2024-08-09 | present |
| Vantage Capital Markets HK Limited | Rep | Type 1 - Dealing in securities | 2022-01-31 | 2022-09-30 |
| Vantage Capital Markets HK Limited | Rep | Type 2 - Dealing in futures contracts | 2022-01-31 | 2022-09-30 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 - Dealing in securities | 2018-01-15 | 2021-05-04 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 - Providing automated trading services | 2018-01-15 | 2021-05-04 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-15 | 2017-10-13 |
| Qantex Capital Markets Limited | Rep | Type 2 - Dealing in futures contracts | 2012-03-07 | 2016-05-13 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2010-11-02 | 2011-03-14 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-02 | 2011-03-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Arthur-Dick during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.