Ichiro Tagawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ichiro Tagawa, CE reference AXX263. Currently licensed at 3 firm(s): Sunrise Brokers (Hong Kong) Limited, BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-06-15 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2023-06-15 | present |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2020-05-14 | present |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2020-05-14 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2020-03-23 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2020-03-12 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2020-03-12 | present |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2018-10-01 | 2019-12-02 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2018-10-01 | 2019-12-02 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-10-17 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2014-10-17 | 2018-09-30 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-08-25 | 2012-09-10 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-25 | 2012-09-10 |