Chimin Xiao
肖馳民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chimin Xiao (肖馳民), CE reference BOS311. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-13 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-13 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-16 | 2023-09-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-16 | 2023-09-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-16 | 2023-09-27 |