Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Peijing Qin
CE BDX574 - active, CLSA Limited
Yuanhang Qiu
CE BSV451 - active, CLSA Limited
Fang Qu
CE BWH912 - active, CLSA Limited
Sanjeev Rana
CE BUC020 - active, CLSA Limited
Jie Ren
CE BTZ954 - active, CLSA Limited
Liurong Ren
CE BUS925 - active, CLSA Limited
Eunsoo Rhee
CE BVC460 - active, CLSA Limited
Christopher John Richter
CE AQI406 - active, CLSA Limited
Soong Chu Ro
CE AQM712 - active, CLSA Limited
Haoxiang Rong
CE BVF604 - active, CLSA Limited
Francis Nicolo Punzalan Ruffy
CE AQM397 - active, CLSA Limited
Henry Alden Verplanck Russell
CE BHT391 - active, CLSA Limited
Shien Sakamoto
CE BWN271 - active, CLSA Limited
Marc Louis Rene Saliba
CE BUC281 - active, CLSA Limited
Bradley Harris Schwartz
CE APL961 - active, CLSA Limited
John Christopher Seagrim
CE ARP678 - active, CLSA Limited
Wing Lun Alan See
CE BTR992 - active, CLSA Limited
Amit Pramod Shah
CE BBG510 - active, CLSA Limited
Peng Shangguan
CE BXI469 - active, CLSA Limited
Winnie Po Wan Shek
CE ADY724 - active, CLSA Limited
Mujun Shen
CE BRE192 - active, CLSA Limited
Yiran Sheng
CE AWT319 - active, CLSA Limited
Lingxing Shi
CE BVH680 - active, CLSA Limited
Jongmin Shim
CE BTK706 - active, CLSA Limited
Dong Cheol Shin
CE BUC621 - active, CLSA Limited
Maria Elisa Andrea Pamandanan Sibal
CE BKT185 - active, CLSA Limited
Himani Singh
CE BVH678 - active, CLSA Limited
Nicholas David Paul Smith
CE BAD766 - active, CLSA Limited
Aditya Ramchandra Soman
CE BUV313 - active, CLSA Limited
Anirudh Somani
CE ATS210 - active, CLSA Limited
Hangyul Son
CE BWC773 - active, CLSA Limited
Shuo Song
CE BPB744 - active, CLSA Limited
Jiawen Sun
CE BXG185 - active, CLSA Limited
Liangliang Sun
CE BUL929 - active, CLSA Limited
Mingxin Sun
CE BSC708 - active, CLSA Limited
Gee Meng Tan
CE AHK745 - active, CLSA Limited
Ming Yi Tan
CE AVH984 - active, CLSA Limited
Joseph Samuel Hernandez Tang
CE BVI719 - active, CLSA Limited
Kexin Tang
CE BRZ312 - active, CLSA Limited
Weiguo Tang
CE AUW905 - active, CLSA Limited
Yi (SFC:BCT445) Tang
CE BCT445 - active, CLSA Limited
Liang Tian
CE BEX782 - active, CLSA Limited
Novita Tjia
CE BOG817 - active, CLSA Limited
Kazue Tokumura
CE BER103 - active, CLSA Limited
Shotaro Tomisawa
CE BLV451 - active, CLSA Limited
Chengdun Tong
CE BDY942 - active, CLSA Limited
Tsz Mei Tsang
CE AXO517 - active, CLSA Limited
Wing Hong Tse
CE ANM294 - active, CLSA Limited
Geoffrey Wai Yip Tsoi
CE BBJ502 - active, CLSA Limited
Aliya Tumanbayeva
CE BWO495 - active, CLSA Limited
Bhavtosh Vajpayee
CE ASO493 - active, CLSA Limited
Shuhan Wan
CE BXD810 - active, CLSA Limited
Bolong Wang
CE BSB897 - active, CLSA Limited
Jiayi Wang
CE BST280 - ceased
Shiran Wang
CE BWL482 - active, CLSA Limited
Weida Wang
CE BXQ182 - active, CLSA Limited
Xinyi Wang
CE BMI322 - active, CLSA Limited
Yushen Wang
CE BMH497 - active, CLSA Limited
Zeyang Wang
CE BVQ763 - active, CMB International Capital Limited
Zhaoyu Wang
CE BVX371 - active, CLSA Limited
Zhiyue Wang
CE BXA741 - active, CLSA Limited
Ziang Wang
CE BVP998 - active, CLSA Limited
Zijin Wang
CE BWX575 - active, CLSA Limited
Pengcheng Wei
CE BTP406 - active, CLSA Limited
Sian Wei
CE BVP997 - active, CLSA Limited
Xincheng Wei
CE BTP309 - active, CLSA Limited
Jennifer Natalia Widjaja
CE BTS734 - active, CLSA Limited
Gilbert King Wai Wong
CE AFW098 - active, CLSA Limited
Peter Pui To Wong
CE AXT647 - active, CLSA Limited
Voon-Chung Wong
CE APA193 - active, CLSA Limited
Yew Kiang Wong
CE AOY690 - active, CLSA Limited
Ricky Ka Wing Woo
CE AXK258 - active, CLSA Limited
Thompson Kuang Ming Wu
CE BSZ207 - active, CLSA Limited
Yuhe Wu
CE BPJ248 - active, CLSA Limited
Weiyi Xia
CE BWR203 - active, CLSA Limited
Feifei Xiao
CE AZN900 - active, CLSA Limited
Cong (SFC:BTO676) Xie
CE BTO676 - active, CLSA Limited
Zhuang Xiong
CE BNR017 - active, CLSA Limited
Shaoxuan Xu
CE BRH062 - active, CLSA Limited
Tao (SFC:BRA672) Xu
CE BRA672 - active, CLSA Limited
Weibo Xu
CE BVI779 - active, CLSA Limited
Xiaofang Xu
CE BFN763 - active, CLSA Limited
Yefeng Xu
CE BRA671 - active, CLSA Limited
Jiao (SFC:BJP974) Xue
CE BJP974 - active, CLSA Limited
Yonglin Yan
CE BJF250 - active, CLSA Limited
Zhuorui Yan
CE BXN583 - active, CLSA Limited
Fan (SFC:BEF935) Yang
CE BEF935 - active, CLSA Limited
Miaojie Yang
CE BWO264 - ceased
Tianhao Yang
CE BWH653 - active, CLSA Limited
Yuze Yang
CE BVU197 - active, CLSA Limited
Yuan (SFC:BAP750) Yao
CE BAP750 - active, CLSA Limited
Chun Hei Yau
CE BUQ535 - active, CLSA Limited
Yifan Ye
CE BRF984 - active, CLSA Limited
Yu Yoshida
CE BUC166 - active, CLSA Limited
Yang You
CE BPS100 - active, CLSA Limited
Jingwei Yu
CE BRH313 - active, CLSA Limited
Wenting Yu
CE BNV558 - active, CLSA Limited
Edward Kai Yusui (BOURLET)
CE AVV364 - active, CLSA Limited
Lingpeng Zeng
CE BVO335 - active, CLSA Limited
Liyi Zeng
CE AWC178 - active, CLSA Limited
Yanni Zhai
CE BKI619 - active, CLSA Limited
Qiaoyan Zhan
CE BTF695 - active, CLSA Limited
Binbin Zhang
CE BVX308 - active, CLSA Limited
Lin (SFC:BVQ838) Zhang
CE BVQ838 - active, CLSA Limited
Neil Nong Zhang
CE BVK951 - ceased
Qinrui Zhang
CE AXQ582 - active, CLSA Limited
Quanguo Zhang
CE BQV624 - active, CLSA Limited
Weicheng Zhang
CE BTQ493 - active, CLSA Limited
Xiaoyu Zhang
CE BQV107 - active, CLSA Limited
Yifan Zhang
CE BMP514 - active, CLSA Limited
Yixin Zhang
CE BWS888 - active, CLSA Limited
Yushuo Zhang
CE BWT822 - active, CLSA Limited
Zheyu Zhang
CE BWT829 - active, CLSA Limited
Baicheng Zhao
CE BWA980 - active, CLSA Limited
Kang Zhao
CE BTP311 - active, CLSA Limited
Wanyi Zhao
CE BXH795 - active, CLSA Limited
Zhijie Zhao
CE BPE393 - active, CLSA Limited
Chen Zheng
CE BRZ014 - active, CLSA Limited
Haocheng Zheng
CE BVH861 - active, CLSA Limited
Yikun Zheng
CE BVC004 - active, CLSA Limited
Yiming Zheng
CE BQV917 - active, CLSA Limited
Ruoling Zhong
CE BVX547 - active, CLSA Limited
Wei Zhong
CE BCD291 - active, CLSA Limited
Jiehua Zhou
CE BXR485 - active, CLSA Limited
Tianyu Zhou
CE BTR365 - active, CLSA Limited
Yi (SFC:BRZ911) Zhou
CE BRZ911 - active, CLSA Limited
Yunfeng Zhou
CE BUV611 - active, CLSA Limited
Chenyi Zhu
CE BWV868 - active, CLSA Limited
Chongyi Zhu
CE BWW986 - active, CLSA Limited
Jia (SFC:APK672) Zhu
CE APK672 - active, CLSA Limited
Yukun Zhu
CE BTM792 - active, CLSA Limited
Richard Paul Ziegler
CE AMS785 - active, CLSA Limited
Su Zou
CE BEW130 - active, CLSA Limited
Guopeng Zu
CE AYV659 - active, CLSA Limited
Fei Xue
CE BVH754 - active, CMB (HK) Trustee Company Limited
Haifeng Bai
CE BEL574 - active, CMB International Asset Management Limited
Xiaoxiao Qi
CE BQS236 - active, CMB International Asset Management Limited
Guoyong Zhang
CE BWS732 - active, CMB International Asset Management Limited
Jing (SFC:BIT286) Zhang
CE BIT286 - active, CMB International Asset Management Limited
Shenping Zhang
CE BCN230 - active, CMB International Asset Management Limited
Ahmed Thabit Ahmed Al Busaid
CE BRS559 - active, CMB International Asset Management Limited
Hongting Bao
CE BKC663 - active, CMB International Asset Management Limited
Weiwei Bao
CE AYS974 - active, CMB International Asset Management Limited
Yiwei Cao
CE BVP565 - active, CMB International Asset Management Limited
Hongbin Chen
CE BVH259 - active, CMB International Asset Management Limited
Jiawei Chen
CE BWG885 - ceased
Xiyu Chen
CE BLD338 - active, CMB International Asset Management Limited
Yubing Chen
CE BWW428 - active, CMB International Asset Management Limited
Yujin Chen
CE BRZ085 - active, CMB International Asset Management Limited
Zhenrui Chen
CE BRX297 - active, CMB International Asset Management Limited
Zhirou Chen
CE BWT394 - active, CMB International Asset Management Limited
Chenchen Deng
CE BSD988 - active, CMB International Asset Management Limited
Lingzhi Fang
CE BOL305 - active, CMB International Asset Management Limited
Yuhao Fang
CE BUF451 - active, CMB International Asset Management Limited
Yi (SFC:APL689) He
CE APL689 - active, CMB International Asset Management Limited
Biran Jiu
CE BVO574 - active, CMB International Asset Management Limited
Chung Yu Law
CE ADS237 - active, CMB International Asset Management Limited
Di Le
CE BHC107 - active, CMB International Asset Management Limited
Yuxiang Li
CE BQU403 - active, CMB International Asset Management Limited
Qunmin Liu
CE BJG608 - active, CMB International Asset Management Limited
Yixing Liu
CE BIG093 - active, CMB International Asset Management Limited
Chang Luo
CE BWI687 - active, CMB International Asset Management Limited
Lingxiao Luo
CE BOP535 - active, CMB International Asset Management Limited
Chenlei Lyu
CE BXQ203 - active, CMB International Asset Management Limited
Huiqing Ma
CE BSA297 - active, CMB International Asset Management Limited
Manzhou Mo
CE BVH682 - active, CMB International Asset Management Limited
Hiu Fai Mok
CE BFA432 - active, CMB International Securities Limited
Carl Pai
CE BVX682 - active, Morgan Stanley Asia Limited
Ruoyi Pan
CE BVN185 - active, CMB International Asset Management Limited
Huiping Peng
CE BUH308 - active, CMB International Securities Limited
Yichuan Shen
CE BPL625 - active, CMB International Asset Management Limited
Yujia Tang
CE BNR318 - active, CMB International Asset Management Limited
Hillary Wai Yi Tse
CE BOQ785 - active, CMB International Asset Management Limited
Baocong Wang
CE BNH662 - active, CMB International Asset Management Limited
Chao (SFC:BCH778) Wang
CE BCH778 - active, CMB International Asset Management Limited
Jingting Wang
CE BHV656 - active, CMB International Securities Limited
Qian (SFC:BCB896) Wu
CE BCB896 - active, CMB International Securities Limited
You Wu
CE BRZ748 - active, CMB International Asset Management Limited
Yanqi Xie
CE BEM366 - active, CMB International Asset Management Limited
Jinsong Xiong
CE BVN184 - active, CMB International Asset Management Limited
Beilin Xu
CE AQA273 - active, CMB International Asset Management Limited
Fan (SFC:BNO119) Zhang
CE BNO119 - active, CMB International Asset Management Limited
Xiaoyu (SFC:BRE695) Zhang
CE BRE695 - active, CMB International Asset Management Limited
Xiya Zhu
CE BVH019 - active, CMB International Asset Management Limited
Yi Bu
CE ANF288 - active, CMB International Securities Limited
Yingwei Cai
CE AUU962 - active, CMB International Capital Limited
Xiangyu Chen
CE BEM067 - active, CMB International Capital Limited
Ying (SFC:AYR997) Chen
CE AYR997 - active, CMB International Capital Limited
Xiaowen Ding
CE AYV567 - active, CMB International Securities Limited
Christopher See Chun Fok
CE ARB500 - active, CMB International Capital Limited
Mingzheng Gao
CE BSB987 - active, CMB International Capital Limited
Song Jiang
CE BRS113 - ceased
Tat Wai Lau
CE BHC101 - active, CMB International Capital Limited
Chen (SFC:BEZ042) Li
CE BEZ042 - active, CMB International Securities Limited
Wei (SFC:APZ795) Liu
CE APZ795 - active, CMB International Securities Limited
Yanshu Long
CE AXZ894 - active, CMB International Capital Limited
Qian Shi
CE AYQ637 - active, CMB International Capital Limited
Selwyn Sin Wai Siu
CE AKN222 - active, CMB International Capital Limited
Yulin Song
CE AZW078 - active, CMB International Capital Limited
Tianxiao Yang
CE AVA662 - active, CMB International Global Markets Limited
Chuan Zhang
CE BIC249 - active, CMB International Securities Limited
Fei Zhou
CE BEM286 - active, CMB International Global Markets Limited
Xiaole Zhou
CE BBD865 - active, CMB International Securities Limited
Ran Ao
CE BOR742 - active, CMB International Capital Limited
Ximeng Chang
CE BOZ318 - active, CMB International Capital Limited
Keyong Chen
CE BEO056 - active, CMB International Securities Limited
Zhiwei Chen
CE BTY362 - active, CMB International Capital Limited
Xi Cheng
CE BWK975 - active, CMB International Capital Limited
Yunshan Cheng
CE BRV110 - active, CMB International Securities Limited
Haomin Chi
CE BRI915 - active, CMB International Securities Limited
Sally Suet Yee Cho
CE BHX645 - active, CMB International Securities Limited
Xun Cui
CE BRZ985 - active, CMB International Securities Limited
Ziyang Feng
CE BWT638 - active, CMB International Capital Limited
Yiwen Gao
CE AYS100 - active, CMB International Capital Limited
Lin Geng
CE BRA437 - active, CMB International Securities Limited
Xinyuan Han
CE BSD961 - active, CMB International Securities Limited
Linya Huang
CE BVK561 - active, CMB International Capital Limited
Surong Huang
CE BRS560 - active, CMB International Securities Limited
Zhenxian Huang
CE BMO602 - active, CMB International Securities Limited
Yuanfei Jiang
CE BUD235 - active, CMB International Capital Limited
Jinghao Kang
CE BER256 - active, CMB International Securities Limited
Lingming Kong
CE BMO745 - active, CMB International Securities Limited
Lingshu Kong
CE BPJ277 - active, CMB International Capital Limited
Ching Leong Kwok
CE BMR958 - active, CMB International Capital Limited
Huihao Lan
CE BRQ539 - active, CMB International Capital Limited
Liping Lei
CE BNJ405 - active, CMB International Securities Limited
Cheng (SFC:BVR929) Li
CE BVR929 - active, CMB International Capital Limited
Jingheng Li
CE BVD411 - active, CMB International Capital Limited
Kai Li
CE BRD789 - active, CMB International Capital Limited
Ruixing (SFC:BUY270) Li
CE BUY270 - active, CMB International Capital Limited
Wangzeng Li
CE BRR448 - active, CMB International Securities Limited
Yuzhou Li
CE BSX193 - active, CMB International Capital Limited
Zhuolun Li
CE BWR043 - active, CMB International Capital Limited
Zhuoyan Li
CE BVK562 - active, CMB International Capital Limited
Zixuan (SFC:BWP316) Li
CE BWP316 - active, CMB International Capital Limited
Ce Liang
CE BRS191 - active, CMB International Capital Limited
Shuming Liang
CE BOI062 - active, CMB International Securities Limited
Tingting Lin
CE AXI337 - active, CMB International Securities Limited
Xiaowen Lin
CE AWS856 - active, CMB International Global Markets Limited
Jieni Liu
CE BEV519 - active, CMB International Securities Limited
Ziruo Liu
CE BUC154 - active, CMB International Capital Limited
Yuxi Ma
CE BSV357 - active, CMB International Securities Limited
Zejun Mu
CE BOB848 - active, CMB International Securities Limited
Yang Pu
CE BRY255 - active, CMB International Securities Limited
Jiacheng Shi
CE BQS650 - active, CMB International Securities Limited
Tianyu Shi
CE BRQ399 - active, CMB International Securities Limited
Yi Shi
CE BEE792 - active, CMB International Securities Limited
Wenqing Shu
CE BPN632 - active, CMB International Capital Limited
Jin Song
CE BNS837 - active, CMB International Capital Limited
Qin (SFC:BRS563) Su
CE BRS563 - active, CMB International Securities Limited