Siu Kong Koo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kong Koo (顧兆光), a licensed Representative with CE reference BJY470. Currently licensed at 2 firm(s): CNI Securities Group Limited, CNI Global Assets Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-05 | present |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-19 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-26 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kong Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.