Siu Kong Koo
顧兆光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kong Koo (顧兆光), CE reference BJY470. Currently licensed at 2 firm(s): CNI Securities Group Limited, CNI Global Assets Management Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-05 | present |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-19 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-26 | present |