Minji Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Minji Kim, CE reference BPP291. Currently licensed at 1 firm(s): CPPIB Credit Investments Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Credit Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2026-01-26 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | 2024-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-08-02 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2022-08-02 | 2024-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2022-08-02 | 2024-02-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-02 | 2024-09-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2022-08-02 | 2024-02-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-05-04 | 2022-06-08 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-04 | 2022-06-08 |