Kaiyuan Jia
賈鎧源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiyuan Jia (賈鎧源), CE reference BNC057. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-26 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-26 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-25 | 2024-03-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2024-03-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-25 | 2024-03-08 |