Sze Ip Wong

王思燁
CE No. AQU491 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ip Wong (王思燁), CE reference AQU491. Currently licensed at 2 firm(s): Cornerstone Securities Limited, CORNERSTONE ASSET MANAGEMENT LIMITED . Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Cornerstone Securities Limited
基石證券有限公司
RO Type 4 — Advising on securities 2022-11-11 present
CORNERSTONE ASSET MANAGEMENT LIMITED
基石資產管理有限公司
RO Type 9 — Asset management 2018-08-02 present
Cornerstone Securities Limited
基石證券有限公司
RO Type 1 — Dealing in securities 2017-09-07 present
Cornerstone Securities Limited
基石證券有限公司
Rep Type 4 — Advising on securities 2018-07-24 2022-11-11
Cornerstone Securities Limited
基石證券有限公司
Rep Type 1 — Dealing in securities 2017-07-07 2017-09-07
XinKong International Securities Limited
信控國際證券有限公司
RO Type 1 — Dealing in securities 2014-09-05 2017-04-30
XinKong International Asset Management Limited
信控國際資產管理有限公司
Rep Type 9 — Asset management 2013-04-23 2017-04-30
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 1 — Dealing in securities 2010-03-02 2014-09-05
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2010-03-02 2017-04-30
Celestial Commodities Limited
時富商品有限公司
Rep Type 2 — Dealing in futures contracts 2009-06-08 2010-02-18
Celestial Securities Limited
時富證券有限公司
Rep Type 1 — Dealing in securities 2009-02-12 2010-02-18
Celestial Securities Limited
時富證券有限公司
Rep Type 1 — Dealing in securities 2008-04-08 2008-12-20

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