Alan Wong
王智洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Wong (王智洋), a licensed Representative with CE reference BHA199. Currently licensed at 1 firm(s): CMB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-25 | present |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-08-17 | 2024-05-07 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-18 | 2021-03-19 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-18 | 2021-03-19 |