Kenny Yui Kwong Ho
何銳光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Yui Kwong Ho (何銳光), CE reference AAA321. Currently licensed at 2 firm(s): CMBC Securities Company Limited, CMBC International Futures Company Limited. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-02 | present |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-05-02 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2024-05-02 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-02 | 2024-05-02 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-04-02 | 2024-05-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-02 | 2024-05-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-06 | 2023-02-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-06 | 2023-02-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-04-06 | 2023-02-24 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-04-06 | 2023-02-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-11 | 2020-04-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-11 | 2020-04-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-11 | 2020-04-06 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-11 | 2020-04-06 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-09 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-08-10 | 2015-07-03 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-08-14 | 2018-12-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-24 | 2009-08-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-10-24 | 2009-08-14 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-12-15 | 2011-01-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-11 | 2009-08-14 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2009-08-14 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-14 | 2011-01-27 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-07 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-06 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-06 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-06 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-07 |