Zefen Zhao
趙則芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zefen Zhao (趙則芬), CE reference BOS728. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-05 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-01-15 | 2022-06-02 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-31 | 2022-06-02 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-18 | 2020-11-30 |