Mingrui Liu
劉明銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingrui Liu (劉明銳), CE reference BTF146. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-08 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-08 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-06 | 2023-03-03 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-06 | 2023-03-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-06 | 2023-03-03 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-06 | 2023-03-03 |