Yui Tak Tso
曹銳特
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Tak Tso (曹銳特), CE reference BOB511. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-18 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-18 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2022-05-18 | present |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-13 | 2021-10-22 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-13 | 2021-10-22 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-27 | 2021-07-20 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-27 | 2021-07-20 |