Yanming Liu
劉彦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanming Liu (劉彦明), a licensed Responsible Officer with CE reference BPY788. Currently licensed at 1 firm(s): CMBC Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 5.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-28 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-28 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-26 | 2024-05-28 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-26 | 2024-05-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-01 | 2024-03-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-11-01 | 2024-03-28 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-21 | 2021-11-01 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-21 | 2021-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanming Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.