Thomas Eng Chee Tey
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Eng Chee Tey, a licensed Responsible Officer with CE reference ABN323. Currently licensed at 2 firm(s): CN First International Futures Limited, CN First Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 13.1 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 1 - Dealing in securities | 2020-09-21 | present |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 4 - Advising on securities | 2020-09-21 | present |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-09-21 | present |
| CN First Investment Management Limited 中一投資管理有限公司 |
RO | Type 9 - Asset management | 2019-01-23 | present |
| CN First International Futures Limited 中一期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-09-25 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Eng Chee Tey during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.