Gong Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gong Chen (陳弓), a licensed Responsible Officer with CE reference BOB236. Currently licensed at 1 firm(s): CMS Asset Management (HK) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-21 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2026-01-16 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-12-09 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-08-11 | 2025-12-09 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2025-08-11 | 2026-01-16 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-13 | 2025-07-12 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-06-04 | 2025-07-12 |
| CPIC Investment Management (H.K.) Company Limited 中國太保投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-07-16 | 2025-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gong Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.