Quan Bao
包全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quan Bao (包全), a licensed Responsible Officer with CE reference APX218. Currently licensed at 2 firm(s): CNI Global Assets Management Limited, CNI Securities Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 - Asset management | 2015-06-02 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 - Advising on securities | 2014-05-13 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-28 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-28 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-10 | 2010-06-24 |
| GBS International Financial Limited |
Rep | Type 2 - Dealing in futures contracts | 2009-12-18 | 2010-08-18 |
| GBS International Financial Limited |
Rep | Type 2 - Dealing in futures contracts | 2009-06-30 | 2009-07-17 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-13 | 2009-06-10 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-11-13 | 2009-06-10 |