Chen Gu
顧晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Gu (顧晨), CE reference BOA516. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-14 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-14 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-14 | present |