Eric Shun Kuen Chan
陳舜權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Shun Kuen Chan (陳舜權), CE reference ACV410. Currently licensed at 1 firm(s): CNCB (Hong Kong) Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-05 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2013-04-11 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-10-25 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2012-03-29 | present |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-04-11 | 2015-07-24 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-03-01 | 2006-06-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-19 |