Robin Jonathan Gibbs Fox
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robin Jonathan Gibbs Fox, a licensed Representative with CE reference AAJ578. Currently licensed at 2 firm(s): CNI Global Assets Management Limited, CNI Securities Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.3 years of SFC licence history. Total licence records on file: 22.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-04 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-17 | present |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-17 | present |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-09 | 2020-07-18 |
| Pearl Bridge Securities Limited 橋匯證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-09 | 2020-07-18 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-29 | 2018-08-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-08-29 | 2018-08-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-14 | 2016-08-29 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-14 | 2016-08-29 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-03 | 2016-05-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-11-03 | 2016-05-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-10 | 2015-11-03 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-10 | 2015-11-03 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-30 | 2015-06-10 |
| Fortune Origin Securities Limited 富中證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2013-01-30 | 2015-06-10 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-16 | 2013-01-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-10 | 2010-02-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-10 | 2010-02-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-10 | 2009-02-04 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-04-06 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robin Jonathan Gibbs Fox during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.